FINRA membership, a dog on a leash FINRA is regulatory abuser and a FINRA membership is a like a dog on a leash. At its sole discretion, FINRA staff can bark at you and smear you even if you are NOT a FINRA member and have nothing to do with FINRA. “Literally, you could be the guy walking in the street and getting hit by ‘FINRA enforcement’ for some fabricated ‘securities law violations,’” said an industry observer. When you are unfairly targeted by FINRA, your only appeal is to the obscure FINRA NAC, FINRA’s rubber stamp National Adjudicatory Council. … Continue reading FINRA MEMBERSHIP, DOG ON A LEASH, FINRA NAC EXPOSED