Though Financial Industry Regulatory Authority (FINRA) Chairman and CEO RICHARD KETCHUM has been criticized for overseeing a regulatory body with a history of abuse, over regulation and uneven enforcement, he testified before Congress on Friday, May 1 that the organization is both transparent and fair in its operations within the financial industry. The on-the-record hearing was held before the House Subcommittee on Capital Markets and Government Sponsored Enterprises Committee on Financial Services. RICHARD KETCHUM, SUSAN AXELROD, FINRA STAFF’S GAME AND TANGO BEFORE CONGRESS The meeting provided a forum for Ketchum to explain and defend the methods and actions of FINRA, … Continue reading FINRA CEO RICHARD KETCHUM’S INDEFENSIBLE TANGO BEFORE CONGRESS